DFX Intelligence

C••••••••• R••••• C•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

C••••••••• R••••• C•••

Advisor at D••• D••••••• • C••

SPOKANE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:12aad786-0807-ca82-f573-ae5661b6ea24

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 7, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••• D••••••• • C••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 8, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••• D••••••• • C••	Independent wealth	Oct 14, 2022	n/a	yes	SPOKANE, WA	Current employment
M•• S••••••••• L••	Former SEC adviser	Dec 7, 2005	Dec 31, 2019	no	SPOKANE, WA\|SPOKANE, WA\|PORTLAND, OR\|Norwalk, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• S••••••••• L••	D••• D••••••• • C••	Dec 31, 2019	Oct 14, 2022	1,018	Firm change after gap	Other

Relationships

Registered with (2)

→ D••• D••••••• • C••Registered adviserregistration: current employment
Oct 14, 2022 to presentfactForm ADV
→ M•• S••••••••• L••Registered adviserregistration: previous registration
Dec 7, 2005 to Dec 31, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:12aad786-0807-ca82-f573-ae5661b6ea24
First observed: Dec 7, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.