DFX Intelligence

B••••• M••••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

B••••• M••••••• B•••••

Advisor at S•••••••• I••••••••• A•••••••• L••

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:12ab1a52-fbd9-d96d-6cb7-7cb9731b6c73

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 23, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• I••••••••• A•••••••• L••	Independent wealth	Jan 13, 2021	n/a	yes	LOS ANGELES, CA	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Nov 2, 2018	Jan 13, 2021	no	REDWOOD CITY, CA\|BOSTON, MA\|LOS ANGELES, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	S•••••••• I••••••••• A•••••••• L••	Jan 13, 2021	Jan 13, 2021	0	Firm change	Ibd to RIA
S••••••• I••••••••• I•••	O•••• W•••••• I•••	Nov 2, 2018	Nov 2, 2018

Relationships

Registered with (3)

→ S•••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Jan 13, 2021 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Nov 2, 2018 to Jan 13, 2021factForm ADV
→ S••••••• I••••••••• I•••Registered adviserregistration: previous registration
Jul 23, 2018 to Nov 2, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:12ab1a52-fbd9-d96d-6cb7-7cb9731b6c73
First observed: Jul 23, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.