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Advisor at LPL FINANCIAL LLC
PORT SAINT LUCIE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 9, 2019 | n/a | yes | PORT SAINT LUCIE, FL | Current employment |
| INVEST FINANCIAL CORPORATION | Former SEC adviser | May 12, 1995 | Feb 15, 2018 | no | PORT ST. LUCIE, FL|PALM CITY, FL|APPLETON, WI|PORT SAINT LUCIE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INVEST FINANCIAL CORPORATION | LPL FINANCIAL LLC | Feb 15, 2018 | May 9, 2019 | 448 | Bulk transfer | Other |