DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

THERESA JEAN OCHS

Advisor at AMERITAS ADVISORY SERVICES, LLC

LINCOLN, NE | Gretna, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:12aba5a7-e730-bf62-f60a-dbde510a1c7d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 12, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERITAS ADVISORY SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 21, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 21, 2001
First registration: May 12, 2003
Dual registered: yes, broker-dealer
Other names: THERESA JEAN HALE|THERESA J OCHS
IAPD individual key: 4064049

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERITAS ADVISORY SERVICES, LLC	Bd affiliated wealth	Nov 1, 2021	n/a	yes	LINCOLN, NE\|Gretna, NE	Current employment
PINHOOK CAPITAL, LLC	Former SEC adviser	Apr 1, 2013	Apr 12, 2018	no	SAN DIEGO, CA	Previous registration
LUCIA CAPITAL GROUP	Former SEC adviser	Apr 14, 2010	Apr 4, 2018	no	SAN DIEGO, CA	Previous registration
RAYMOND J. LUCIA COMPANIES, INC.	n/a	Oct 5, 2007	Dec 15, 2011	no	SAN DIEGO, CA	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	May 12, 2003	Oct 9, 2007	no	SAN DIEGO, CA\|OMAHA, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PINHOOK CAPITAL, LLC	AMERITAS ADVISORY SERVICES, LLC	Apr 12, 2018	Nov 1, 2021	1,299	Firm change after gap	Other
LUCIA CAPITAL GROUP	PINHOOK CAPITAL, LLC	Apr 4, 2018	Apr 1, 2013	-1,829	Firm change after gap	Other
RAYMOND J. LUCIA COMPANIES, INC.	LUCIA CAPITAL GROUP	Dec 15, 2011	Apr 14, 2010	-610	Firm change after gap	Other
SECURITIES AMERICA ADVISORS, INC.	RAYMOND J. LUCIA COMPANIES, INC.	Oct 9, 2007	Oct 5, 2007	-4	Firm change	Other

Relationships

Registered with (5)

→ AMERITAS ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Nov 1, 2021 to presentfactForm ADV
→ PINHOOK CAPITAL, LLCRegistered adviserregistration: previous registration
Apr 1, 2013 to Apr 12, 2018factForm ADV
→ LUCIA CAPITAL GROUPRegistered adviserregistration: previous registration
Apr 14, 2010 to Apr 4, 2018factForm ADV
→ RAYMOND J. LUCIA COMPANIES, INC.Registered adviserregistration: previous registration
Oct 5, 2007 to Dec 15, 2011factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
May 12, 2003 to Oct 9, 2007factForm ADV

Dated events

No dated event names this entity yet.