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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

BAUERLE FINANCIAL, INC

CRD 106775

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:12af7e56-e00b-d684-1d1c-2538c7e24ff9

Data as of Feb 14, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 12, 2012 to Feb 14, 2022
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 2
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Individual clients: 0
High net worth clients: 0
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $837,885gross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-50497
CRD: 106775
Filings on the tape: 26
First filed: Jan 12, 2012
Latest filed: Feb 14, 2022
Organised: Corporation, Florida

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
COVENANT PARTNERS I, LTD.	Other Private Fund	$2.0M	Jun 30, 2014	71	Jan 12, 2012	dropped	021-104560
BFI GLOBAL TOTAL RETURN FUND, LTD.	Other Private Fund	$837,885	Feb 14, 2022	30	Jan 12, 2012	reported	021-112960

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BAUERLE, TODD, ALEX	PRESIDENT & CHIEF COMPLIANCE OFFICER	E	yes	01/1995	Jan 12, 2012	Feb 14, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BFI GLOBAL TOTAL RETURN FUND, LTD.	n/a	n/a	n/a	Y	yes	n/a
NATIONAL ADVISORS TRUST COMPANY	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 24, 2021	$103M	$95.8M	5	2	0	1	$837,885
2019	Apr 9, 2020	$104M	$99.0M	4	2	0	1	$863,587
2018	Mar 25, 2019	$92.6M	$87.4M	5	2	0	1	$849,382
2017	Mar 27, 2018	$98.6M	$92.1M	4	2	2	1	$846,043
2016	Feb 17, 2017	$107M	$98.7M	6	2	n/a	1	$1.6M
2015	Feb 26, 2016	$104M	$93.6M	6	4	n/a	1	$1.6M
2014	Mar 18, 2015	$118M	$111M	4	4	n/a	1	$10.9M
2013	Feb 28, 2014	$115M	$108M	4	3	n/a	2	$13.0M
2012	Mar 21, 2013	$99.4M	$90.9M	4	2	n/a	2	$13.7M
2011	Mar 27, 2012	$102M	$93.6M	n/a	n/a	n/a	2	$14.7M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	n/a	$104M	n/a	$98.6M	n/a	2	4	0	0

Relationships

Advises (2)

→ BFI GLOBAL TOTAL RETURN FUND, LTD.Private fundOther Private Fund, IA
Jan 12, 2012 to presentfactForm ADV
→ COVENANT PARTNERS I, LTD.Private fundOther Private Fund, IA, no longer reported
Jan 12, 2012 to Jun 30, 2014factForm ADV

Controls (1)

← BAUERLE, TODD, ALEXOwnerPRESIDENT & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jan 12, 2012 to presentfactForm ADV

Registered with (2)

← Taylor Alexander BauerleAdvisorregistration: previous registration
Feb 11, 2020 to Apr 21, 2022factForm ADV
← AUDREY WEHR JONESAdvisorregistration: previous registration
Apr 9, 2014 to Feb 27, 2017factForm ADV

Dated events

Occurred
Apr 21, 2022
Advisor changed firm
Taylor Alexander Bauerle left Bauerle Financial, Inc for Kairos Private Wealth, Inc. (registered 2021-01-25)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:12af7e56-e00b-d684-1d1c-2538c7e24ff9
First observed: Jan 12, 2012
Last observed: Feb 14, 2022 55 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BAUERLE FINANCIAL, INC

CRD 106775

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:12af7e56-e00b-d684-1d1c-2538c7e24ff9

Data as of Feb 14, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:26 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

COVENANT PARTNERS I, LTD.

Other Private Fund

$2.0M

Jun 30, 2014

Jan 12, 2012

dropped

021-104560

BFI GLOBAL TOTAL RETURN FUND, LTD.

Other Private Fund

$837,885

Feb 14, 2022

Jan 12, 2012

reported

021-112960

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BAUERLE, TODD, ALEX

PRESIDENT & CHIEF COMPLIANCE OFFICER

yes

01/1995

Jan 12, 2012

Feb 14, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BFI GLOBAL TOTAL RETURN FUND, LTD.

n/a

yes

n/a

NATIONAL ADVISORS TRUST COMPANY

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 24, 2021

$103M

$95.8M

$837,885

2019

Apr 9, 2020

$104M

$99.0M

$863,587

2018

Mar 25, 2019

$92.6M

$87.4M

$849,382

2017

Mar 27, 2018

$98.6M

$92.1M

$846,043

2016

Feb 17, 2017

$107M

$98.7M

n/a

$1.6M

2015

Feb 26, 2016

$104M

$93.6M

n/a

$1.6M

2014

Mar 18, 2015

$118M

$111M

n/a

$10.9M

2013

Feb 28, 2014

$115M

$108M

n/a

$13.0M

2012

Mar 21, 2013

$99.4M

$90.9M

n/a

$13.7M

2011

Mar 27, 2012

$102M

$93.6M

n/a

$14.7M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

n/a

$104M

n/a

$98.6M

n/a