DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S•••••• P••••••• I••••••••• A•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S•••••• P••••••• I••••••••• A•••••••• L•• | Bd affiliated wealth | Apr 22, 2016 | n/a | yes | Washington, DC|STAMFORD, CT|ALEXANDRIA, VA | Current employment |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Oct 25, 2013 | Dec 8, 2016 | no | WASHINGTON, DC|WASHINGTON, DC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | S•••••• P••••••• I••••••••• A•••••••• L•• | Dec 8, 2016 | Apr 22, 2016 | -230 | Firm change after gap | Other |
| M••••• S•••••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Oct 2, 2013 | Oct 25, 2013 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:283004:DC:2016-12-08 | Dec 8, 2016 | Apr 22, 2016 | WASHINGTON, DC | Firm change after gap |
| Previous registration |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | Oct 2, 2013 | no | WASHINGTON, DC | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Jan 21, 1994 | Jun 1, 2009 | no | WASHINGTON, DC|WASHINGTON, DC | Previous registration |
| 23 |
| Firm change |
| Other |
| C•••••••• G••••• M•••••• I••• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |