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RIA / WealthAdvisor19 years in industry

CHRISTIAN SAMUEL D'URSO

Advisor at TRADEWINDS WEALTH MANAGEMENT

PORTLAND, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:12d1880e-b3e4-63a0-304b-0051f2224f49

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 27, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRADEWINDS WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 18, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66
First exam: May 18, 2007
First registration: Apr 27, 2009
Dual registered: no
IAPD individual key: 5304397

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRADEWINDS WEALTH MANAGEMENT	Independent wealth	Nov 29, 2023	n/a	yes	PORTLAND, OR	Current employment
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT	Former SEC adviser	Jan 17, 2013	Mar 9, 2023	no	OLYMPIA, WA\|Beaverton, OR\|Portland, OR\|Warren, RI\|Portland, OR	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 7, 2009	Nov 2, 2012	no	BEAVERTON, OR\|PORTLAND, OR\|WARREN, RI	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 27, 2009	May 7, 2009	no	PORTLAND, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT	TRADEWINDS WEALTH MANAGEMENT	Mar 9, 2023	Nov 29, 2023	265	Firm change	RIA to RIA
LPL FINANCIAL LLC	FINANCIAL ADVOCATES INVESTMENT MANAGEMENT	Nov 2, 2012	Jan 17, 2013	76	Firm change	Other
WELLS FARGO ADVISORS	LPL FINANCIAL LLC	May 7, 2009	May 7, 2009	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
151298:323879:OR:2023-03-09	Mar 9, 2023	Nov 29, 2023	PORTLAND, OR	Firm change

Relationships

Registered with (4)

→ TRADEWINDS WEALTH MANAGEMENTRegistered adviserregistration: current employment
Nov 29, 2023 to presentfactForm ADV
→ FINANCIAL ADVOCATES INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Jan 17, 2013 to Mar 9, 2023factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 7, 2009 to Nov 2, 2012factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 27, 2009 to May 7, 2009factForm ADV

Dated events

Occurred
Mar 9, 2023
Advisor changed firm
Christian Samuel D'Urso left Financial Advocates Investment Management for Tradewinds Wealth Management (registered 2023-11-29)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:12d1880e-b3e4-63a0-304b-0051f2224f49
First observed: Apr 27, 2009
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CHRISTIAN SAMUEL D'URSO

Advisor at TRADEWINDS WEALTH MANAGEMENT

PORTLAND, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:12d1880e-b3e4-63a0-304b-0051f2224f49

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:12 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

TRADEWINDS WEALTH MANAGEMENT

Independent wealth

Nov 29, 2023

n/a

yes

PORTLAND, OR

Current employment

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

Former SEC adviser

Jan 17, 2013

Mar 9, 2023

OLYMPIA, WA|Beaverton, OR|Portland, OR|Warren, RI|Portland, OR

Previous registration

LPL FINANCIAL LLC

Bd affiliated wealth

May 7, 2009

Nov 2, 2012

BEAVERTON, OR|PORTLAND, OR|WARREN, RI

Previous registration

WELLS FARGO ADVISORS

Wirehouse

Apr 27, 2009

May 7, 2009

PORTLAND, OR

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

TRADEWINDS WEALTH MANAGEMENT

Mar 9, 2023

Nov 29, 2023

265

Firm change

RIA to RIA

LPL FINANCIAL LLC

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

Nov 2, 2012

Jan 17, 2013

Firm change

Other

WELLS FARGO ADVISORS

LPL FINANCIAL LLC

May 7, 2009

Firm change

Other

Team

Left

Joined

From

Kind

151298:323879:OR:2023-03-09

Mar 9, 2023

Nov 29, 2023

PORTLAND, OR

Firm change