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RIA / WealthAdvisor28 years in industry

MICHAEL JAMES SMITH TUCKER

Advisor at SIMPLICITY WEALTH

SUMMIT, NJ | Stephenville, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 10, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SIMPLICITY WEALTH
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 10, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S65|S63
First exam: Dec 10, 1997
First registration: Feb 10, 2006
Dual registered: no
Other names: MIKE TUCKER
IAPD individual key: 2861731

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SIMPLICITY WEALTH	Mixed wealth	Dec 11, 2023	n/a	yes	SUMMIT, NJ\|Stephenville, TX	Current employment
TLG ADVISORS, INC.	Bd affiliated wealth	Feb 27, 2018	Aug 20, 2018	no	STEPHENVILLE, TX\|SUMMIT, NJ	Previous registration
HORTER INVESTMENT MANAGEMENT, LLC	Independent wealth	Jun 20, 2016	Feb 23, 2018	no	Stephenville, TX\|Fort Worth, TX\|CINCINNATI, OH\|Stephenville, TX	Previous registration
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	May 27, 2008	Jun 17, 2016	no	FORTH WORTH, TX\|Birmingham, AL\|FORT WORTH, TX\|STEPHENVILLE, TX	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Feb 10, 2006	Mar 4, 2006	no	FT WORTH, TX\|FT WORTH, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TLG ADVISORS, INC.	SIMPLICITY WEALTH	Aug 20, 2018	Dec 11, 2023	1,939	Firm change after gap	Ibd to RIA
HORTER INVESTMENT MANAGEMENT, LLC	TLG ADVISORS, INC.	Feb 23, 2018	Feb 27, 2018	4	Firm change	Other
CONCOURSE FINANCIAL GROUP ADVISORS	HORTER INVESTMENT MANAGEMENT, LLC	Jun 17, 2016	Jun 20, 2016	3	Firm change	Other
VOYA FINANCIAL ADVISORS, INC.	CONCOURSE FINANCIAL GROUP ADVISORS	Mar 4, 2006	May 27, 2008	815	Firm change after gap	Other

Relationships

Registered with (5)

→ SIMPLICITY WEALTHRegistered adviserregistration: current employment
Dec 11, 2023 to presentfactForm ADV
→ TLG ADVISORS, INC.Registered adviserregistration: previous registration
Feb 27, 2018 to Aug 20, 2018factForm ADV
→ HORTER INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 20, 2016 to Feb 23, 2018factForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
May 27, 2008 to Jun 17, 2016factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Feb 10, 2006 to Mar 4, 2006factForm ADV

Dated events

No dated event names this entity yet.