DFX Intelligence

D•••• P•••••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

D•••• P•••••• D••••••

Advisor at C•••••• A••••••• C•••••••••

CINCINNATI, OH | INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:12da45ed-51cb-dafe-dd8d-a6628651f2de

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 11, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A••••••• C•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A••••••• C•••••••••	Independent wealth	Sep 17, 2009	n/a	yes	INDIANAPOLIS, IN\|CINCINNATI, OH	Current employment
M••••• S•••••• C•••••••••	n/a	Sep 11, 2000	Sep 8, 2009	no	BOSTON, MA\|LOVELAND, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S•••••• C•••••••••	C•••••• A••••••• C•••••••••	Sep 8, 2009	Sep 17, 2009	9	Firm change	Other

Relationships

Registered with (2)

→ C•••••• A••••••• C•••••••••Registered adviserregistration: current employment
Sep 17, 2009 to presentfactForm ADV
→ M••••• S•••••• C•••••••••Registered adviserregistration: previous registration
Sep 11, 2000 to Sep 8, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:12da45ed-51cb-dafe-dd8d-a6628651f2de
First observed: Sep 11, 2000
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.