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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

Angela Atkins Ambrose

Advisor at CETERA INVESTMENT ADVISERS LLC

DUBUQUE, IA | Clayton, NC | SCHAUMBURG, IL

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Search this name across graphsid dfx:ria:12ddbecb-0adc-e8b3-9218-86c38e5ab1e2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Dec 12, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 2
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Jan 27, 2017
First registration: Dec 12, 2017
Dual registered: yes, broker-dealer
Other names: Angela Renee Atkins
IAPD individual key: 6700751

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Sep 5, 2025	n/a	yes	SCHAUMBURG, IL	Current employment
AVANTAX PLANNING PARTNERS, INC.	Bd affiliated wealth	Aug 12, 2025	n/a	yes	DUBUQUE, IA\|Clayton, NC	Current employment
AVANTAX ADVISORY SERVICES	Former SEC adviser	Aug 12, 2025	Sep 5, 2025	no	Clayton, NC\|DALLAS, TX	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Aug 10, 2023	Mar 31, 2025	no	DURHAM, NC	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Feb 14, 2023	Aug 10, 2023	no	ST. PAUL, MN\|Durham, NC	Previous registration
CREDIT UNION INVESTMENT SERVICES	State registered	Jan 22, 2019	Aug 29, 2022	no	Raleigh, NC\|Raleigh, NC	Previous registration
EDWARD JONES	National bd RIA	Jul 31, 2018	Nov 17, 2018	no	Clayton, NC\|ST LOUIS, MO	Previous registration
CREDIT UNION INVESTMENT SERVICES	State registered	Dec 12, 2017	Jul 5, 2018	no	Garner, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVANTAX ADVISORY SERVICES	AVANTAX PLANNING PARTNERS, INC.	Sep 5, 2025	Aug 12, 2025	-24	Channel change	Ibd to ibd
CETERA INVESTMENT ADVISERS LLC	AVANTAX ADVISORY SERVICES	Mar 31, 2025	Aug 12, 2025	134	Firm change	Ibd to ibd
SECURIAN FINANCIAL SERVICES, INC.	CETERA INVESTMENT ADVISERS LLC	Aug 10, 2023	Aug 10, 2023	0	Bulk transfer	RIA to ibd
CREDIT UNION INVESTMENT SERVICES	SECURIAN FINANCIAL SERVICES, INC.	Aug 29, 2022	Feb 14, 2023	169	Firm change	Other
EDWARD JONES	CREDIT UNION INVESTMENT SERVICES	Nov 17, 2018	Jan 22, 2019	66	Firm change	Ibd to state RIA
CREDIT UNION INVESTMENT SERVICES	EDWARD JONES	Jul 5, 2018	Jul 31, 2018	26	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
104556:106237:TX:2025-09-05	Sep 5, 2025	Aug 12, 2025	DALLAS, TX	Firm change

Relationships

Registered with (6)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Aug 10, 2023 to Mar 31, 2025factForm ADV
→ AVANTAX PLANNING PARTNERS, INC.Registered adviserregistration: current employment
Aug 12, 2025 to presentfactForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Aug 12, 2025 to Sep 5, 2025factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Feb 14, 2023 to Aug 10, 2023factForm ADV
→ CREDIT UNION INVESTMENT SERVICESRegistered adviserregistration: previous registration
Jan 22, 2019 to Aug 29, 2022factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jul 31, 2018 to Nov 17, 2018factForm ADV

Dated events

Occurred
Mar 31, 2025
Advisor changed firm
Angela Atkins Ambrose left Cetera Investment Advisers Llc for Avantax Advisory Services (registered 2025-08-12)
Form ADVobserved 6 days ago
Occurred
Aug 29, 2022
Advisor changed firm
Angela Atkins Ambrose left Credit Union Investment Services for Securian Financial Services, Inc. (registered 2023-02-14)
Form ADVobserved 6 days ago