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RIA / WealthAdvisor46 years in industry

THOMAS U DUDLEY

Advisor at DUDLEY CAPITAL MANAGEMENT LLC

MIDDLEBURG, VA

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Search this name across graphsid dfx:ria:12de2bc6-a34b-0919-883e-cea7c24078c2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 18, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DUDLEY CAPITAL MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 14, 1979earliest registration or exam on IAPD
Years in industry: 46derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Nov 14, 1979
First registration: Jun 18, 2007
Dual registered: no
Other names: THOMAS UNDERWOOD DUDLEY|THOMAS UNDERWOOD DUDLEY|THOMAS U DUDLEY II
IAPD individual key: 72621

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DUDLEY CAPITAL MANAGEMENT LLC	Independent wealth	Mar 7, 2019	n/a	yes	MIDDLEBURG, VA	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Feb 9, 2017	no	Washington, DC\|Leesburg, VA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Dec 23, 2008	Jun 1, 2009	no	WASHINGTON, DC	Previous registration
DEUTSCHE BANK SECURITIES INC.	No RAUM reported	Jun 18, 2007	Dec 19, 2008	no	WASHINGTON, DC\|WASHINGTON, DC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	DUDLEY CAPITAL MANAGEMENT LLC	Feb 9, 2017	Mar 7, 2019	756	Firm change after gap	Wirehouse to RIA
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
DEUTSCHE BANK SECURITIES INC.	CITIGROUP GLOBAL MARKETS INC.	Dec 19, 2008	Dec 23, 2008	4	Firm change	Other

Relationships

Registered with (4)

→ DUDLEY CAPITAL MANAGEMENT LLCRegistered adviserregistration: current employment
Mar 7, 2019 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Feb 9, 2017factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Dec 23, 2008 to Jun 1, 2009factForm ADV
→ DEUTSCHE BANK SECURITIES INC.Registered adviserregistration: previous registration
Jun 18, 2007 to Dec 19, 2008factForm ADV

Dated events

No dated event names this entity yet.