DFX Intelligence

N••••• D••• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

N••••• D••• R••••••••

Advisor at M•• S••••••••• L••

Boston, MA

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Search this name across graphsid dfx:ria:12e68b18-58bd-81ee-85f6-5191df947308

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 13, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• S••••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: May 16, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• S••••••••• L••	No RAUM reported	Aug 8, 2016	n/a	yes	Boston, MA	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Apr 25, 2016	Jul 13, 2016	no	HINGHAM, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	M•• S••••••••• L••	Jul 13, 2016	Aug 8, 2016	26	Firm change	Other
N•• A•••••• S•••••••• L••	K••••• A••••••• S•••••••• L••	Jul 13, 2016	Apr 25, 2016

Relationships

Registered with (3)

→ M•• S••••••••• L••Registered adviserregistration: current employment
Aug 8, 2016 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 25, 2016 to Jul 13, 2016factForm ADV
→ N•• A•••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 13, 2013 to Jul 13, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:12e68b18-58bd-81ee-85f6-5191df947308
First observed: Jun 13, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.