DFX Intelligence

G•••••• J••••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor39 years in industry

G•••••• J••••• K•••

Advisor at I•••••• F•••••••• S•••••••

OVERLAND P•••, KS

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Search this name across graphsid dfx:ria:12e8b55c-15ac-f55b-b7fe-a7bfe5913e60

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 16, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••• F•••••••• S•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 22, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••• F•••••••• S•••••••	Independent wealth	Mar 13, 2009	n/a	yes	OVERLAND P•••, KS	Current employment
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	Former SEC adviser	Dec 7, 2007	Nov 3, 2017	no	OVERLAND, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	I•••••• F•••••••• S•••••••	Nov 3, 2017	Mar 13, 2009	-3,157	Firm change after gap	Other
P••• A••••• S••••••••• L••	N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	Dec 10, 2007

Team moves

••• Locked

Team	Left	Joined	From	Kind
29604:147518:KS:2017-11-03	Nov 3, 2017	Mar 13, 2009	OVERLAND, KS	Firm change after gap

Relationships

Registered with (5)

→ I•••••• F•••••••• S•••••••Registered adviserregistration: current employment
Mar 13, 2009 to presentfactForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Registered adviserregistration: previous registration
Dec 7, 2007 to Nov 3, 2017factForm ADV
→ P••• A••••• S••••••••• L••Registered adviserregistration: previous registration
Jun 21, 2005 to Dec 10, 2007factForm ADV
→ C••••••• P•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:12e8b55c-15ac-f55b-b7fe-a7bfe5913e60
First observed: Sep 16, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.