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Advisor at JANNEY MONTGOMERY SCOTT LLC
STUART, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | Apr 6, 2009 | n/a | yes | STUART, FL | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | Mar 23, 2009 | no | STUART, FL|STUART, FL | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Jul 18, 1994 | Jan 1, 2008 | no | STUART, FL|ST. LOUIS, MO|STUART, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | JANNEY MONTGOMERY SCOTT LLC | Mar 23, 2009 | Apr 6, 2009 | 14 | Firm change | Other |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |