DFX Intelligence

E••••• C•••••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

E••••• C•••••• H••••

Advisor at N•••••••• P••••••• A••••••••• I•••

BEDFORD, NH

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Search this name across graphsid dfx:ria:12f24fa0-73d6-20cf-0806-03a3a4674b3b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 4, 1983 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• P••••••• A••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 4, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 22derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• P••••••• A••••••••• I•••	Independent wealth	Jul 22, 2004	n/a	yes	BEDFORD, NH	Current employment
M••••• S•••••• C•••••••••	n/a	Dec 19, 2003	Sep 29, 2004	no	BEDFORD, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S•••••• C•••••••••	N•••••••• P••••••• A••••••••• I•••	Sep 29, 2004	Jul 22, 2004	-69	Firm change after gap	Other
V••••••• I••••••••• A•••••••• I•••	M••••• S•••••• C•••••••••	Dec 19, 2003	Dec 19, 2003

Relationships

Registered with (3)

→ N•••••••• P••••••• A••••••••• I•••Registered adviserregistration: current employment
Jul 22, 2004 to presentfactForm ADV
→ M••••• S•••••• C•••••••••Registered adviserregistration: previous registration
Dec 19, 2003 to Sep 29, 2004factForm ADV
→ V••••••• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 4, 1983 to Dec 19, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:12f24fa0-73d6-20cf-0806-03a3a4674b3b
First observed: Mar 4, 1983
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.