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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

BARRY CURTIS ROSE

Advisor at OSAIC WEALTH, INC.

GODLEY, TX

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Search this name across graphsid dfx:ria:12f6d198-2ee0-317d-a9eb-22f0aa4168eb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 12, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 9, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 9, 2009
First registration: Oct 12, 2009
Dual registered: yes, broker-dealer
Other names: BARRY ROSE
IAPD individual key: 5706027

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 14, 2024	n/a	yes	GODLEY, TX	Current employment
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	May 18, 2018	Jun 14, 2024	no	FORT WORTH, TX\|GODLEY, TX	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 16, 2012	May 31, 2018	no	FORT WORTH, TX\|WEATHERFORD, TX\|FORT WORTH, TX\|WEATHERFORD, TX\|FORT WORTH, TX\|WATAUGA, TX\|FORT WORTH, TX\|WEATHERFORD, TX\|ARLINGTON, TX\|FORT WORTH, TX\|WEATHERFORD, TX\|SOUTHLAKE, TX\|WATAUGA, TX\|SAGINAW, TX	Previous registration
EDWARD JONES	National bd RIA	Oct 12, 2009	Oct 2, 2012	no	ALEDO, TX\|ST LOUIS, MO\|WILLOW PARK, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURITIES AMERICA ADVISORS, INC.	OSAIC WEALTH, INC.	Jun 14, 2024	Jun 14, 2024	0	Bulk transfer	Ibd to ibd
LPL FINANCIAL LLC	SECURITIES AMERICA ADVISORS, INC.	May 31, 2018	May 18, 2018	-13	Firm change	RIA to ibd
EDWARD JONES	LPL FINANCIAL LLC	Oct 2, 2012	Oct 16, 2012	14	Firm change	Other

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jun 14, 2024 to presentfactForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
May 18, 2018 to Jun 14, 2024factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 16, 2012 to May 31, 2018factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Oct 12, 2009 to Oct 2, 2012factForm ADV

Dated events

No dated event names this entity yet.