DFX Intelligence
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Reading the graph
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Advisor at M•• S••••••••• L••
San Diego, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•• S••••••••• L•• | No RAUM reported | Sep 1, 2015 | n/a | yes | San Diego, CA | Current employment |
| M•• S••••••••• L•• | Former SEC adviser | Nov 11, 2014 | Oct 7, 2015 | no | San Diego, CA|SAN DIEGO, CA|NEW YORK, NY |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•••••••• F••••••••• I••• | M•• S••••••••• L•• | Jul 6, 2018 | Nov 11, 2014 | -1,333 | Firm change after gap | Other |
| M•• S••••••••• L•• | M•• S••••••••• L•• | Oct 7, 2015 | Sep 1, 2015 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 133763:103846:CA:2018-07-06 | Jul 6, 2018 | Nov 11, 2014 | SAN DIEGO, CA | Firm change after gap |
| S•••••••• F••••••••• I••• | Former SEC adviser | Apr 20, 2011 | Jul 6, 2018 | no | SAN DIEGO, CA | Previous registration |
| C••••• A•••••• N••••••• L•• | Former SEC adviser | May 20, 2005 | Apr 19, 2011 | no | LONG BEACH, CA|GARDENA, CA | Previous registration |
| -36 |
| Channel change |
| Other |
| C••••• A•••••• N••••••• L•• | S•••••••• F••••••••• I••• | Apr 19, 2011 | Apr 20, 2011 | 1 | Firm change | Other |