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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

JULIE ANN BENNETT

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:12f953f0-755f-fe88-2050-892b168217ce

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 25, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 19, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Aug 19, 2002
First registration: Aug 25, 2010
Dual registered: yes, broker-dealer
Other names: JULIE ANN WOJNO
IAPD individual key: 4354626

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 1, 2024	n/a	yes	GROSSE POINTE WOODS, MI\|GROSSE POINTE, MI\|DETROIT, MI\|WARREN, MI\|MACOMB TWP, MI\|CLINTON TOWNSHIP, MI\|STERLING HTS, MI	Current employment
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Jul 1, 2016	Jan 31, 2024	no	STERLING HEIGHTS, MI\|BLOOMFIELD HILLS, MI\|STERLING HEIGHTS, MI\|TROY, MI\|Warren, MI\|MACOMB TOWNSHIP, MI\|Rochester Hills, MI\|Clinton Township, MI\|HARRISON TOWNSHIP, MI	Previous registration
ESSEX NATIONAL SECURITIES, INC.	Former SEC adviser	Sep 17, 2014	Jul 1, 2016	no	STERLING HEIGHTS, MI\|TROY, MI\|STERLING HEIGHTS, MI\|BLOOMFIELD HILLS, MI	Previous registration
COMERICA SECURITIES	Former SEC adviser	Aug 25, 2010	Jun 28, 2013	no	BLOOMFIELD HILLS, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC INSTITUTIONS, INC.	LPL FINANCIAL LLC	Jan 31, 2024	Feb 1, 2024	1	Firm change	Ibd to ibd
ESSEX NATIONAL SECURITIES, INC.	OSAIC INSTITUTIONS, INC.	Jul 1, 2016	Jul 1, 2016	0	Bulk transfer	Other
COMERICA SECURITIES	ESSEX NATIONAL SECURITIES, INC.	Jun 28, 2013	Sep 17, 2014	446	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
35371:6413:MI:2024-01-30	Jan 31, 2024	Feb 1, 2024	HARRISON TOWNSHIP, MI	Firm change

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Feb 1, 2024 to presentfactForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
Jul 1, 2016 to Jan 31, 2024factForm ADV
→ ESSEX NATIONAL SECURITIES, INC.Registered adviserregistration: previous registration
Sep 17, 2014 to Jul 1, 2016factForm ADV
→ COMERICA SECURITIESRegistered adviserregistration: previous registration
Aug 25, 2010 to Jun 28, 2013factForm ADV

Dated events

Occurred
Jan 31, 2024
Advisor changed firm
Julie Ann Bennett left Osaic Institutions, Inc. for Lpl Financial Llc (registered 2024-02-01)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:12f953f0-755f-fe88-2050-892b168217ce
First observed: Aug 25, 2010
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JULIE ANN BENNETT

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:12f953f0-755f-fe88-2050-892b168217ce

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:34 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

Feb 1, 2024

n/a

yes

Current employment

OSAIC INSTITUTIONS, INC.

Bd affiliated wealth

Jul 1, 2016

Jan 31, 2024

Previous registration

ESSEX NATIONAL SECURITIES, INC.

Former SEC adviser

Sep 17, 2014

Jul 1, 2016

STERLING HEIGHTS, MI|TROY, MI|STERLING HEIGHTS, MI|BLOOMFIELD HILLS, MI

Previous registration

COMERICA SECURITIES

Former SEC adviser

Aug 25, 2010

Jun 28, 2013

BLOOMFIELD HILLS, MI

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

OSAIC INSTITUTIONS, INC.

LPL FINANCIAL LLC

Jan 31, 2024

Feb 1, 2024

Firm change

Ibd to ibd

ESSEX NATIONAL SECURITIES, INC.

OSAIC INSTITUTIONS, INC.

Jul 1, 2016

Bulk transfer

Other

COMERICA SECURITIES

ESSEX NATIONAL SECURITIES, INC.

Jun 28, 2013

Sep 17, 2014

446

Firm change after gap

Other

Team

Left

Joined

From

Kind

35371:6413:MI:2024-01-30

Jan 31, 2024

Feb 1, 2024

HARRISON TOWNSHIP, MI

Firm change