DFX Intelligence

C••• R•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

C••• R•••••• M•••••

Advisor at M••••• S••••••

Houston, TX

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Search this name across graphsid dfx:ria:12fe6de5-07aa-6633-7af5-229c89a91f1a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 26, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Oct 25, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Feb 5, 2020	n/a	yes	Houston, TX	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Aug 25, 2016	Oct 7, 2018	no	Houston, TX\|Houston, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	M••••• S••••••	Oct 7, 2018	Feb 5, 2020	486	Firm change after gap	Wirehouse to wirehouse
M••••• S••••••	J••• M••••• S••••••••• L••	Aug 1, 2016	Aug 25, 2016

Relationships

Registered with (2)

→ M••••• S••••••Registered adviserregistration: previous registration
Oct 26, 2013 to Aug 1, 2016factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Aug 25, 2016 to Oct 7, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:12fe6de5-07aa-6633-7af5-229c89a91f1a
First observed: Oct 26, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.