DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner31 years in industry

DOUGLAS PHILLIP HAACK

Advisor at HAMRICK INVESTMENT COUNSEL, LLC

SEATTLE, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:13044f64-da75-142a-8ccd-0ec21e84a786

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 1
Observed: May 27, 1998 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Douglas Phillip Haack

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HAMRICK INVESTMENT COUNSEL, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 9, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jan 9, 1995
First registration: May 27, 1998
Dual registered: no
Other names: DOUGLAS P HAACK
IAPD individual key: 2068732

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HAMRICK INVESTMENT COUNSEL, LLC	Independent wealth	Nov 1, 2020	n/a	yes	SEATTLE, WA	Current employment
CORNERSTONE ADVISORS INC	Former SEC adviser	Jan 14, 2011	Jul 16, 2020	no	BELLEVUE, WA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Apr 15, 2010	Aug 17, 2010	no	SUMNER, WA\|SEATTLE, WA\|PORT TOWNSEND, WA\|SEQUIM, WA\|PORT ANGELES, WA\|SILVERDALE, WA\|TUKWILA, WA\|SEATAC, WA\|KENT, WA\|TACOMA, WA\|TUMWATER, WA\|VASHON, WA\|ABERDEEN, WA\|AUBURN, WA\|BURIEN, WA\|BURIEN, WA\|DES MOINES, WA\|FEDERAL WAY, WA\|GIG HARBOR, WA\|OLYMPIA, WA\|BAINBRIDGE ISLAND, WA\|SUMNER, WA\|COVINGTON, WA\|ENUMCLAW, WA\|FEDERAL WAY, WA\|GIG HARBOR, WA\|DES MOINES, WA\|SUMNER, WA\|TACOMA, WA\|TACOMA, WA\|FEDERAL WAY, WA\|LACEY, WA\|TACOMA, WA\|TACOMA, WA\|AUBURN, WA\|BELFAIR, WA\|BREMERTON, WA\|BREMERTON, WA\|CHEHALIS, WA\|OLYMPIA, WA\|PUYALLUP, WA\|PUYALLUP, WA\|TACOMA, WA\|UNIVERSITY PLACE, WA\|UNIVERSITY PLACE, WA\|POULSBO, WA\|KENT, WA\|MAPLE VALLEY, WA\|PORT ORCHARD, WA\|PORT ORCHARD, WA\|PUYALLUP, WA\|SEATTLE, WA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Dec 18, 2009	no	SEATTLE, WA\|Yakima, WA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 27, 1998	Jun 1, 2009	no	SEATTLE, WA\|YAKIMA, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CORNERSTONE ADVISORS INC	HAMRICK INVESTMENT COUNSEL, LLC	Jul 16, 2020	Nov 1, 2020	108	Firm change	RIA to RIA
CHASE INVESTMENT SERVICES CORP.	CORNERSTONE ADVISORS INC	Aug 17, 2010	Jan 14, 2011	150	Firm change	Other
MORGAN STANLEY	CHASE INVESTMENT SERVICES CORP.	Dec 18, 2009	Apr 15, 2010	118	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (5)

→ HAMRICK INVESTMENT COUNSEL, LLCRegistered adviserregistration: current employment
Nov 1, 2020 to presentfactForm ADV
→ CORNERSTONE ADVISORS INCRegistered adviserregistration: previous registration
Jan 14, 2011 to Jul 16, 2020factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Apr 15, 2010 to Aug 17, 2010factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Dec 18, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 27, 1998 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.