DFX Intelligence

C•••••• G••••• M•••••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

C•••••• G••••• M•••••• A•••••

Advisor at M••••• S••••••

San Mateo, CA

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Search this name across graphsid dfx:ria:13062c42-958b-5082-c806-270516838e4f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 6, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Jul 20, 2025	n/a	yes	San Mateo, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	Dec 20, 2018	Jul 10, 2025	no	SAN LEANDRO, CA\|MOUNTAIN VIEW, CA\|PALO ALTO, CA\|SAN FRANCISCO, CA\|ROSEVILLE, CA\|SAN JOSE, CA\|SAN JOSE, CA\|ROSEVILLE, CA\|EL DORADO HILLS, CA\|RESCUE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	M••••• S••••••	Jul 10, 2025	Jul 20, 2025	10	Firm change	Wirehouse to wirehouse
M••••• S••••••	W•••• F•••• A•••••••	Dec 11, 2018	Dec 20, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:19616:CA:2018-11-29	Dec 11, 2018	Dec 20, 2018	MENLO PARK, CA	Firm change

Relationships

Registered with (2)

→ M••••• S••••••Registered adviserregistration: previous registration
Nov 6, 2017 to Dec 11, 2018factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Dec 20, 2018 to Jul 10, 2025factForm ADV

Dated events

Occurred
Jul 10, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:13062c42-958b-5082-c806-270516838e4f
First observed: Nov 6, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.