DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner20 years in industry

PATRICIA ANN LLOYD

Advisor at ARDENT WEALTH MANAGEMENT

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1309ba1d-2444-9745-ee16-4e0c8dcc716f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Sep 18, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ARDENT WEALTH MANAGEMENT
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 14, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 14, 2006
First registration: Sep 18, 2006
Dual registered: no
Other names: PAT LLOYD|PATRICIA ANN TISDELL|PATRICIA A. TISDELL|PATRICIA A LLOYD
IAPD individual key: 5204742

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ARDENT WEALTH MANAGEMENT	State registered	Nov 8, 2024	n/a	yes	SCOTTSDALE, AZ	Current employment
LIFEWORKS ADVISORS, LLC	Independent wealth	Jan 9, 2023	Jan 15, 2025	no	Scottsdale, AZ\|GRAND RAPIDS, MI	Previous registration
ARDENT WEALTH MANAGEMENT INC.	n/a	Dec 18, 2018	Apr 5, 2023	no	SCOTTSDALE, AZ	Previous registration
ARDENT WEALTH MANAGEMENT INC.	n/a	Dec 18, 2018	Dec 31, 2021	no	Phoenix, AZ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 5, 2016	Jan 11, 2019	no	PHOENIX, AZ\|MARION, IA\|PHOENIX, AZ	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Jun 30, 2014	Jul 7, 2016	no	SCOTTSDALE, AZ	Previous registration
ARDENT WEALTH MANAGEMENT INC.	n/a	Oct 29, 2013	Dec 31, 2014	no	SCOTTSDALE, AZ	Previous registration
PRISM FINANCIAL CONCEPTS	Former SEC adviser	Jan 12, 2012	Jan 17, 2014	no	SCOTTSDALE, AZ	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Jun 19, 2008	Aug 1, 2012	no	SCOTTSDALE, AZ\|SCOTTSDALE, AZ	Previous registration
CETERA ADVISORS LLC	Former SEC adviser	Sep 18, 2006	Jun 26, 2008	no	SURPRISE, AZ\|SCOTTSDALE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LIFEWORKS ADVISORS, LLC	ARDENT WEALTH MANAGEMENT	Jan 15, 2025	Nov 8, 2024	-68	Firm change after gap	RIA to state RIA
ARDENT WEALTH MANAGEMENT INC.	LIFEWORKS ADVISORS, LLC	Apr 5, 2023	Jan 9, 2023	-86	Firm change after gap	Other
LPL FINANCIAL LLC	ARDENT WEALTH MANAGEMENT INC.	Jan 11, 2019	Dec 18, 2018	-24	Firm change	Other
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	LPL FINANCIAL LLC	Jul 7, 2016	Jul 5, 2016	-2	Firm change	Other
ARDENT WEALTH MANAGEMENT INC.	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Dec 31, 2014	Jun 30, 2014	-184	Firm change after gap	Other
PRISM FINANCIAL CONCEPTS	ARDENT WEALTH MANAGEMENT INC.	Jan 17, 2014	Oct 29, 2013	-80	Firm change after gap	Other
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	PRISM FINANCIAL CONCEPTS	Aug 1, 2012	Jan 12, 2012	-202	Firm change after gap	Other
CETERA ADVISORS LLC	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Jun 26, 2008	Jun 19, 2008	-7	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
288255:332593:MI:2025-01-15	Jan 15, 2025	Nov 8, 2024	GRAND RAPIDS, MI	Firm change after gap

Relationships

Registered with (8)

→ ARDENT WEALTH MANAGEMENTRegistered adviserregistration: current employment
Nov 8, 2024 to presentfactForm ADV
→ LIFEWORKS ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 9, 2023 to Jan 15, 2025factForm ADV
→ ARDENT WEALTH MANAGEMENT INC.Registered adviserregistration: previous registration
Dec 18, 2018 to Apr 5, 2023factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 5, 2016 to Jan 11, 2019factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Jun 30, 2014 to Jul 7, 2016factForm ADV
→ PRISM FINANCIAL CONCEPTSRegistered adviserregistration: previous registration
Jan 12, 2012 to Jan 17, 2014factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Jun 19, 2008 to Aug 1, 2012factForm ADV
→ CETERA ADVISORS LLCRegistered adviserregistration: previous registration
Sep 18, 2006 to Jun 26, 2008factForm ADV

Dated events

Occurred
Jan 15, 2025
Advisor changed firm
Patricia Ann Lloyd left Lifeworks Advisors, Llc for Ardent Wealth Management (registered 2024-11-08)
Form ADVobserved 5 days ago
Occurred
Apr 5, 2023
Advisor changed firm
Patricia Ann Lloyd left Ardent Wealth Management Inc. for Lifeworks Advisors, Llc (registered 2023-01-09)
Form ADVobserved 5 days ago