DFX Intelligence

C••••••••• D••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

C••••••••• D••• G•••••

Advisor at S•••••• C•••••• L••

INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:1312d983-a50a-0f6e-10e8-86f5fa621002

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 28, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• C•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 9, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• C•••••• L••	Independent wealth	Apr 13, 2023	n/a	yes	INDIANAPOLIS, IN	Current employment
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Mar 28, 2007	Mar 17, 2023	no	INDIANAPOLIS, IN\|INDIANAPOLIS, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• N••••••• • C••••••• I•••••••••	S•••••• C•••••• L••	Mar 17, 2023	Apr 13, 2023	27	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
793:324899:IN:2023-03-17	Mar 17, 2023	Apr 13, 2023	INDIANAPOLIS, IN	Firm change

Relationships

Registered with (2)

→ S•••••• C•••••• L••Registered adviserregistration: current employment
Apr 13, 2023 to presentfactForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Mar 28, 2007 to Mar 17, 2023factForm ADV

Dated events

Occurred
Mar 17, 2023
Advisor changed firm
C••••••••• D••• G••••• left S•••••• N••••••• • C••••••• I••••••••• for S•••••• C•••••• L•• (registered 2023-04-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1312d983-a50a-0f6e-10e8-86f5fa621002
First observed: Mar 28, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.