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A••••• D•••• M••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor55 years in industry

A••••• D•••• M••••

Advisor at M•••• C•••••• P•••••••

BOSTON, MA

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Search this name across graphsid dfx:ria:131442c6-40b2-91ce-b398-ce31a22c7ab3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 6, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• C•••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 1970earliest registration or exam on IAPD
Years in industry: 55derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• C•••••• P•••••••	Independent wealth	Sep 6, 2012	n/a	yes	BOSTON, MA	Current employment
G•••• C••••••	Former SEC adviser	Sep 6, 2012	Jan 25, 2016	no	BOSTON, MA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
G•••• C••••••	M•••• C•••••• P•••••••	Jan 25, 2016	Sep 6, 2012	-1,236	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
139771:107412:MA:2016-01-25	Jan 25, 2016	Sep 6, 2012	BOSTON, MA	Firm change after gap

Relationships

Registered with (2)

→ M•••• C•••••• P•••••••Registered adviserregistration: current employment
Sep 6, 2012 to presentfactForm ADV
→ G•••• C••••••Registered adviserregistration: previous registration
Sep 6, 2012 to Jan 25, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:131442c6-40b2-91ce-b398-ce31a22c7ab3
First observed: Sep 6, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.