DFX Intelligence

A••••• C•••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

A••••• C•••••• W••••

Advisor at M••••• C••• C••••••• L••

PALOS VERDES ESTATES, CA

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Search this name across graphsid dfx:ria:13192e0c-5e3e-df5e-78b6-8016818fea9c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• C••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 13, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• C••• C••••••• L••	Independent wealth	May 30, 2008	n/a	yes	PALOS VERDES ESTATES, CA	Current employment
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Jul 8, 1997	Jun 13, 2008	no	ROLLING HILLS ESTATES, CA\|ROLLING HILLS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• G••••• M•••••• I•••	M••••• C••• C••••••• L••	Jun 13, 2008	May 30, 2008	-14	Firm change	Other

Relationships

Registered with (2)

→ M••••• C••• C••••••• L••Registered adviserregistration: current employment
May 30, 2008 to presentfactForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Jul 8, 1997 to Jun 13, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:13192e0c-5e3e-df5e-78b6-8016818fea9c
First observed: Jul 8, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.