E•••• M• L•••••

Advisor at S••••••••• W•••••

SUMMIT, NJ | Meredith, NH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:131c1bc3-b25a-7b6e-66d8-9d8feb04cf28

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 19, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• W•••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• W•••••	Mixed wealth	Jul 14, 2022	n/a	yes	SUMMIT, NJ\|Meredith, NH	Current employment
S••••••••• S••••••••• L••	Former SEC adviser	Jan 21, 2020	Aug 1, 2022	no	Meredith, NH\|MINNEAPOLIS, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• S••••••••• L••	S••••••••• W•••••	Aug 1, 2022	Jul 14, 2022	-18	Firm change	Other
M•• A•••• M•••••••••	S••••••••• S••••••••• L••	Jan 17, 2020	Jan 21, 2020

Relationships

Registered with (3)

→ S••••••••• W•••••Registered adviserregistration: current employment
Jul 14, 2022 to presentfactForm ADV
→ S••••••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 21, 2020 to Aug 1, 2022factForm ADV
→ M•• A•••• M•••••••••Registered adviserregistration: previous registration
Aug 19, 2017 to Jan 17, 2020factForm ADV

Dated events

Occurred
Aug 1, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:131c1bc3-b25a-7b6e-66d8-9d8feb04cf28
First observed: Aug 19, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.