DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Khary Cuffe

Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1328f1be-a20f-28d3-2342-d44256d7b98c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Nov 5, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 4, 2021
First registration: Nov 5, 2021
Dual registered: yes, broker-dealer
Other names: Khary Cuffe|Khary Omari Cuffe
IAPD individual key: 4978245

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Jan 2, 2026	n/a	yes	LOS ANGELES, CA	Current employment
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Oct 9, 2023	Dec 3, 2024	no	LOS ANGELES, CA\|Los Angeles, CA\|NEW YORK, NY	Previous registration
MANHATTAN WEST ASSET MANAGEMENT, LLC	Independent wealth	Aug 19, 2022	Feb 14, 2023	no	LOS ANGELES, CA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Nov 5, 2021	Jul 7, 2022	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MML INVESTORS SERVICES, LLC	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Dec 3, 2024	Jan 2, 2026	395	Firm change	Other
MANHATTAN WEST ASSET MANAGEMENT, LLC	MML INVESTORS SERVICES, LLC	Feb 14, 2023	Oct 9, 2023	237	Firm change	RIA to ibd
EQUITABLE ADVISORS, LLC	MANHATTAN WEST ASSET MANAGEMENT, LLC	Jul 7, 2022	Aug 19, 2022	43	Firm change	Ibd to RIA

Relationships

Registered with (4)

→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: current employment
Jan 2, 2026 to presentfactForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Oct 9, 2023 to Dec 3, 2024factForm ADV
→ MANHATTAN WEST ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 19, 2022 to Feb 14, 2023factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 5, 2021 to Jul 7, 2022factForm ADV

Dated events

Occurred
Dec 3, 2024
Advisor changed firm
Khary Cuffe left Mml Investors Services, Llc for Northwestern Mutual Investment Services,Llc (registered 2026-01-02)
Form ADVobserved 6 days ago
Occurred
Feb 14, 2023
Advisor changed firm
Khary Cuffe left Manhattan West Asset Management, Llc for Mml Investors Services, Llc (registered 2023-10-09)
Form ADVobserved 6 days ago
Occurred
Jul 7, 2022
Advisor changed firm
Khary Cuffe left Equitable Advisors, Llc for Manhattan West Asset Management, Llc (registered 2022-08-19)
Form ADVobserved 6 days ago