DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••• F••••• A••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••• F••••• A••••••• L•• | State registered | Nov 15, 2018 | n/a | yes | Wilmington, DE|Newark, DE|Wilmington, DE|SALT LAKE CITY, UT | Current employment |
| G•••••• F••••• A••••••• L•• | State registered | Oct 6, 2015 | Nov 27, 2018 | no | WILMINGTON, DE |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G•••••• F••••• A••••••• L•• | R•••• F••••• A••••••• L•• | Nov 27, 2018 | Nov 15, 2018 | -12 | Firm change | Other |
| L••• S••••••••• L•• | G•••••• F••••• A••••••• L•• | Oct 3, 2014 | Oct 6, 2015 |
| L••• S••••••••• L•• | n/a | May 23, 2003 | Oct 3, 2014 | no | NEW CASTLE, DE | Previous registration |
| M•• A••••••• F•••••••• M••••••••• I••• | Former SEC adviser | Feb 12, 2003 | Apr 29, 2003 | no | GREENVILLE, DE | Previous registration |
| 368 |
| Firm change |
| Other |
| M•• A••••••• F•••••••• M••••••••• I••• | L••• S••••••••• L•• | Apr 29, 2003 | May 23, 2003 | 24 | Firm change | Other |