DFX Intelligence

P••• E••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

P••• E••••• D•••••

Advisor at I•• C•••••• M••••••••• L••

DICKINSON, ND

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Search this name across graphsid dfx:ria:1332da3b-36ea-2cad-3bde-bf217eed6da2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 22, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•• C•••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 8, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 22derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•• C•••••• M••••••••• L••	State registered	May 4, 2004	n/a	yes	DICKINSON, ND	Current employment
A• G• E•••••• • S•••• I•••	n/a	Aug 22, 2001	May 20, 2004	no	DENVER, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A• G• E•••••• • S•••• I•••	I•• C•••••• M••••••••• L••	May 20, 2004	May 4, 2004	-16	Firm change	Other

Relationships

Registered with (2)

→ I•• C•••••• M••••••••• L••Registered adviserregistration: current employment
May 4, 2004 to presentfactForm ADV
→ A• G• E•••••• • S•••• I•••Registered adviserregistration: previous registration
Aug 22, 2001 to May 20, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1332da3b-36ea-2cad-3bde-bf217eed6da2
First observed: Aug 22, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.