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R••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

R••••• K••••••

Advisor at A••••••• F•••••••• A•••••••• L••

DOYLESTOWN, PA

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Search this name across graphsid dfx:ria:133cca9c-b6a2-236e-3092-cf54615864a7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 18, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• F•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 7, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Feb 17, 2011	n/a	yes	DOYLESTOWN, PA	Current employment
N•• E•••••• S••••••••• C•••••••••	Former SEC adviser	Jun 22, 2009	Feb 8, 2011	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
N•• E•••••• S••••••••• C•••••••••	A••••••• F•••••••• A•••••••• L••	Feb 8, 2011	Feb 17, 2011	9	Firm change	Other
1••• C•••••• M••••••••• C••••••	N•• E•••••• S••••••••• C•••••••••	Feb 25, 2008

Relationships

Registered with (4)

→ A••••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Feb 17, 2011 to presentfactForm ADV
→ N•• E•••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Jun 22, 2009 to Feb 8, 2011factForm ADV
→ 1••• C•••••• M••••••••• C••••••Registered adviserregistration: previous registration
Feb 13, 2006 to Feb 25, 2008factForm ADV
→ M••• S••••••••• C•••••••••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:133cca9c-b6a2-236e-3092-cf54615864a7
First observed: Nov 18, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.