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Advisor at B. RILEY WEALTH ADVISORS, INC.
TEANECK, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B. RILEY WEALTH ADVISORS, INC. | Bd affiliated wealth | May 2, 2014 | n/a | yes | TEANECK, NJ | Current employment |
| ASSET & FINANCIAL PLANNING, LTD | Former SEC adviser | Aug 25, 2011 | May 6, 2014 | no | TEANECK, NJ | Previous registration |
| CANTELLA & CO., INC. | Former SEC adviser | Jul 26, 2011 | Sep 12, 2011 | no | NUTLEY, NJ | Previous registration |
| ASSET & FINANCIAL PLANNING, LTD | Former SEC adviser | Jan 6, 2010 | Aug 1, 2011 | no | TEANECK, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ASSET & FINANCIAL PLANNING, LTD | B. RILEY WEALTH ADVISORS, INC. | May 6, 2014 | May 2, 2014 | -4 | Bulk transfer | Other |
| CANTELLA & CO., INC. | ASSET & FINANCIAL PLANNING, LTD | Sep 12, 2011 | Aug 25, 2011 | -18 | Firm change | Other |
| ASSET & FINANCIAL PLANNING, LTD | CANTELLA & CO., INC. | Aug 1, 2011 | Jul 26, 2011 | -6 | Firm change | Other |