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Advisor at MORGAN STANLEY
Park City, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Oct 24, 2013 | n/a | yes | Park City, UT | Current employment |
| RESPONSIBLE ASSET MANAGEMENT | State registered | Jul 13, 2012 | Jul 30, 2013 | no | SALT LAKE CITY, UT | Previous registration |
| NPB FINANCIAL GROUP, LLC | Former SEC adviser | Feb 22, 2011 | Jun 27, 2013 | no | SALK LAKE CITY, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RESPONSIBLE ASSET MANAGEMENT | MORGAN STANLEY | Jul 30, 2013 | Oct 24, 2013 | 86 | Firm change | Other |
| NPB FINANCIAL GROUP, LLC | RESPONSIBLE ASSET MANAGEMENT | Jun 27, 2013 | Jul 13, 2012 | -349 | Firm change after gap | Other |