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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

OASIS INVESTMENT STRATEGIES LLC

CRD 152957

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:13458e9c-a222-bc2a-0e29-56a08cba7ff9

Data as of Aug 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 11
On other graphs: 0
Observed: Mar 31, 2012 to Aug 7, 2026
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $5.7BItem 5.F on the latest filing (2026-08-07); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $5.7B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 4
Custody, client assets: $5.7B
SEC number: 801-71417
CRD: 152957
Filings on the tape: 34
First filed: Mar 31, 2012
Latest filed: Aug 7, 2026
Organised: Limited Liability Company, DE
Website: rjoasis.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
OASIS TERM LIQUIDITY FUND LLC	Hedge Fund	$459M	Sep 7, 2023	23	Apr 1, 2021	reported	021-376239
O'BRIEN ALTERNATIVE STRATEGIC INVESTMENT SOLUTIONS, LLC (D/B/A RJ OASIS) - OASIS HONTE ADVISORS SERIES	Hedge Fund	$37.7M	Mar 29, 2024	24	Mar 31, 2022	reported	021-220236
GLOBAL DIVERSIFIED MANAGED FUTURES FUND, L.P.	Other Private Fund	$16.5M	Oct 12, 2012	14	Mar 31, 2012	dropped	021-154238
RJO GLOBAL TRUST	Other Private Fund	$4.1M	Mar 31, 2017	718	Mar 31, 2012	dropped	021-175916
COYOTE ONE, LLC	Hedge Fund	$1.6M	Oct 12, 2022	6	Apr 1, 2021	dropped	021-372764

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GABRIELE, JAMES, ANDREW	MANAGER - BOARD OF MANAGERS	Na	yes	11/2019	Oct 28, 2015	Mar 29, 2024
GURDIAN, ERIC, GREGORY	CHIEF FINANCIAL OFFICER, MANAGER - BOARD OF MANAGERS	Na	yes	11/2019	Mar 31, 2012	Mar 29, 2024
JVMC HOLDINGS CORP	SOLE MEMBER	E	yes	07/2007	Mar 30, 2018	Mar 29, 2024
REYNA, DAVID, CHRISTOPHER	MANAGER, HEAD OF FUNDS DIVISION	Na	yes	11/2019	Mar 29, 2019	Mar 29, 2024
RTS INVESTOR CORP	SOLE SHAREHOLDER	E	yes	07/2010	Mar 31, 2012	Mar 29, 2024
SHAH, AMAR, U.	MANAGER - BOARD OF MANAGERS	Na	yes	11/2019	Nov 23, 2019	Mar 29, 2024
WESTMOOR TRAIL PARTNERS, LLC	Shareholder	C	yes	01/2021	Mar 31, 2022	Mar 29, 2024
Bove, Christopher, Edward	CHIEF COMPLIANCE OFFICER	Na	no	01/2024	Mar 29, 2024	Mar 29, 2024
CLEMENTS, MARK, THOMAS	CHIEF INVESTMENT OFFICER	Na	no	12/2018	Mar 29, 2019	Mar 29, 2024
ROBERTS, COLLEEN, MARIE	CHIEF OPERATING OFFICER	Na	no	12/2018	Mar 29, 2019	Mar 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R.J. O'BRIEN (UK) LIMITED	n/a	n/a	n/a	N	yes	n/a
R.J. O'BRIEN & ASSOCIATES CANADA INC	n/a	n/a	n/a	N	yes	n/a
R.J. O'BRIEN & ASSOCIATES HK LIMITED	n/a	n/a	n/a	N	yes	n/a
R.J. O'BRIEN AND ASSOCIATES, LLC	n/a	n/a	n/a	N	yes	IL
R.J. O'BRIEN LIMITED	n/a	n/a	n/a	N	yes	n/a
R.J. O'BRIEN MENA CAPITAL LIMITED	n/a	n/a	n/a	N	yes	n/a
R.J. O'BRIEN SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$5.7B	$5.7B	10	3	0	n/a	n/a
2024	Mar 30, 2025	$5.5B	$5.5B	11	4	0	n/a	n/a
2023	Mar 29, 2024	$5.3B	$5.3B	15	8	0	1	$37.7M
2022	Mar 31, 2023	$7.4B	$7.4B	15	8	0	2	$484M
2021	Mar 31, 2022	$7.6B	$7.6B	18	7	0	3	$839M
2020	Apr 1, 2021	$5.0B	$5.0B	18	6	0	2	$6.3M
2019	Mar 31, 2020	$4.0B	$4.0B	17	5	0	n/a	n/a
2018	Mar 29, 2019	$3.5B	$3.5B	16	4	0	n/a	n/a
2017	Mar 30, 2018	$4.0B	$4.0B	16	5	0	n/a	n/a
2016	Mar 31, 2017	$4.2B	$4.2B	13	7	n/a	1	$4.1M
2015	Mar 30, 2016	$4.0B	$4.0B	13	5	n/a	1	$6.5M
2014	Mar 31, 2015	$3.8B	$3.8B	11	5	n/a	1	$9.3M
2013	Mar 26, 2014	$4.2B	$4.2B	9	6	n/a	1	$14.0M
2012	Mar 25, 2013	$3.8B	$3.8B	11	6	n/a	1	$21.8M
2011	Mar 31, 2012	$3.7B	$3.7B	n/a	n/a	n/a	2	$48.1M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$5.7B	$5.5B	4.8%	$7.4B	-8.2%	10	11	0	0

Relationships

Advises (5)

→ O'BRIEN ALTERNATIVE STRATEGIC INVESTMENT SOLUTIONS, LLC (D/B/A RJ OASIS) - OASIS HONTE ADVISORS SERIESPrivate fundHedge Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ OASIS TERM LIQUIDITY FUND LLCPrivate fundHedge Fund, IA
Apr 1, 2021 to presentfactForm ADV
→ COYOTE ONE, LLCPrivate fundHedge Fund, IA, no longer reported
Apr 1, 2021 to Oct 12, 2022factForm ADV
→ RJO GLOBAL TRUSTPrivate fundOther Private Fund, IA, no longer reported
Mar 31, 2012 to Mar 31, 2017factForm ADV
→ GLOBAL DIVERSIFIED MANAGED FUTURES FUND, L.P.Private fundOther Private Fund, IA, no longer reported
Mar 31, 2012 to Oct 12, 2012factForm ADV

Owns (3)

← CLEMENTS, MARK, THOMASOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 29, 2019 to Mar 29, 2024factForm ADV
← ROBERTS, COLLEEN, MARIEOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 29, 2019 to Mar 29, 2024factForm ADV
← Bove, Christopher, EdwardOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 29, 2024 to Mar 29, 2024factForm ADV

Controls (7)

← GABRIELE, JAMES, ANDREWOwnerMANAGER - BOARD OF MANAGERS, ownership code NA, individual
Oct 28, 2015 to Mar 29, 2024factForm ADV
← GURDIAN, ERIC, GREGORYOwnerCHIEF FINANCIAL OFFICER, MANAGER - BOARD OF MANAGERS, ownership code NA, individual
Mar 31, 2012 to Mar 29, 2024factForm ADV
← SHAH, AMAR, U.OwnerMANAGER - BOARD OF MANAGERS, ownership code NA, individual
Nov 23, 2019 to Mar 29, 2024factForm ADV
← REYNA, DAVID, CHRISTOPHEROwnerMANAGER, HEAD OF FUNDS DIVISION, ownership code NA, individual
Mar 29, 2019 to Mar 29, 2024factForm ADV
← JVMC HOLDINGS CORPOwnerSOLE MEMBER, ownership code E, domestic entity
Mar 30, 2018 to Mar 29, 2024factForm ADV
← RTS INVESTOR CORPOwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Mar 31, 2012 to Mar 29, 2024factForm ADV
← WESTMOOR TRAIL PARTNERS, LLCOwnerSHAREHOLDER, ownership code C, domestic entity
Mar 31, 2022 to Mar 29, 2024factForm ADV

Dated events

Occurred
Mar 29, 2024
Regulatory AUM changed
Oasis Investment Strategies Llc reported RAUM $5.3B, down 28% from $7.4B (2023-09-07 to 2024-03-29)
Form ADVobserved 4 days ago
$-2.1B
Occurred
Oct 12, 2022
Control person left
Richard Augustine Perrotta (Chief Compliance Officer) no longer on Schedule A of Oasis Investment Strategies Llc (listed 2022-06-08, absent 2022-10-12)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
Oasis Investment Strategies Llc reported RAUM $7.6B, up 52% from $5.0B (2021-04-01 to 2022-03-31)
Form ADVobserved 4 days ago
$2.6B
Occurred
Apr 1, 2021
Control person left
Glenn Bradley Giemza (Manager And Director) no longer on Schedule A of Oasis Investment Strategies Llc (listed 2020-09-04, absent 2021-04-01)
Form ADVobserved 4 days ago
Occurred
Sep 4, 2020
Control person left
Arthur Stephen Brodsky (Manager And Director) no longer on Schedule A of Oasis Investment Strategies Llc (listed 2020-06-30, absent 2020-09-04)
Form ADVobserved 4 days ago
Occurred
Nov 23, 2019
Control person left
Julie Dematteo (Chief Executive Officer And Chief Investment Officer Mfm) no longer on Schedule A of Oasis Investment Strategies Llc (listed 2019-03-30, absent 2019-11-23)
Form ADVobserved 4 days ago
Occurred
Nov 23, 2019
Control person joined
Arthur Stephen Brodsky (Manager And Director) appeared on Schedule A of Oasis Investment Strategies Llc
Form ADVobserved 4 days ago
Occurred
Nov 23, 2019
Control person joined
Glenn Bradley Giemza (Manager And Director) appeared on Schedule A of Oasis Investment Strategies Llc
Form ADVobserved 4 days ago
Occurred
Nov 23, 2019
Control person joined
Amar Shah (Manager And Director) appeared on Schedule A of Oasis Investment Strategies Llc
Form ADVobserved 4 days ago
Occurred
Nov 23, 2019
Control person joined
A James Gabriele (Chief Executive Officer, Manager And Director) appeared on Schedule A of Oasis Investment Strategies Llc
Form ADVobserved 4 days ago
Occurred
Mar 29, 2019
Control person left
A James Gabriele (Chief Financial Officer) no longer on Schedule A of Oasis Investment Strategies Llc (listed 2018-12-03, absent 2019-03-29)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:13458e9c-a222-bc2a-0e29-56a08cba7ff9
First observed: Mar 31, 2012
Last observed: Aug 7, 2026 43 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OASIS INVESTMENT STRATEGIES LLC

CRD 152957

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:13458e9c-a222-bc2a-0e29-56a08cba7ff9

Data as of Aug 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:21 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

OASIS TERM LIQUIDITY FUND LLC

Hedge Fund

$459M

Sep 7, 2023

Apr 1, 2021

reported

021-376239

O'BRIEN ALTERNATIVE STRATEGIC INVESTMENT SOLUTIONS, LLC (D/B/A RJ OASIS) - OASIS HONTE ADVISORS SERIES

Hedge Fund

$37.7M

Mar 29, 2024

Mar 31, 2022

reported

021-220236

GLOBAL DIVERSIFIED MANAGED FUTURES FUND, L.P.

Other Private Fund

$16.5M

Oct 12, 2012

Mar 31, 2012

dropped

021-154238

RJO GLOBAL TRUST

Other Private Fund

$4.1M

Mar 31, 2017

718

Mar 31, 2012

dropped

021-175916

COYOTE ONE, LLC

Hedge Fund

$1.6M

Oct 12, 2022

Apr 1, 2021

dropped

021-372764

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GABRIELE, JAMES, ANDREW

MANAGER - BOARD OF MANAGERS

yes

11/2019

Oct 28, 2015

Mar 29, 2024

GURDIAN, ERIC, GREGORY

CHIEF FINANCIAL OFFICER, MANAGER - BOARD OF MANAGERS

yes

11/2019

Mar 31, 2012

Mar 29, 2024

JVMC HOLDINGS CORP

SOLE MEMBER

yes

07/2007

Mar 30, 2018

Mar 29, 2024

REYNA, DAVID, CHRISTOPHER

MANAGER, HEAD OF FUNDS DIVISION

yes

11/2019

Mar 29, 2019

Mar 29, 2024

RTS INVESTOR CORP

SOLE SHAREHOLDER

yes

07/2010

Mar 31, 2012

Mar 29, 2024

SHAH, AMAR, U.

MANAGER - BOARD OF MANAGERS

yes

11/2019

Nov 23, 2019

Mar 29, 2024

WESTMOOR TRAIL PARTNERS, LLC

Shareholder

yes

01/2021

Mar 31, 2022

Mar 29, 2024

Bove, Christopher, Edward

CHIEF COMPLIANCE OFFICER

01/2024

Mar 29, 2024

CLEMENTS, MARK, THOMAS

CHIEF INVESTMENT OFFICER

12/2018

Mar 29, 2019

Mar 29, 2024

ROBERTS, COLLEEN, MARIE

CHIEF OPERATING OFFICER

12/2018

Mar 29, 2019

Mar 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

R.J. O'BRIEN (UK) LIMITED

n/a

yes

n/a

R.J. O'BRIEN & ASSOCIATES CANADA INC

n/a

yes

n/a

R.J. O'BRIEN & ASSOCIATES HK LIMITED

n/a

yes

n/a

R.J. O'BRIEN AND ASSOCIATES, LLC

n/a

yes

R.J. O'BRIEN LIMITED

n/a

yes

n/a

R.J. O'BRIEN MENA CAPITAL LIMITED

n/a

yes

n/a

R.J. O'BRIEN SECURITIES, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$5.7B

n/a

2024

Mar 30, 2025

$5.5B

n/a

2023

Mar 29, 2024

$5.3B

$37.7M

2022

Mar 31, 2023

$7.4B

$484M

2021

Mar 31, 2022

$7.6B

$839M

2020

Apr 1, 2021

$5.0B

$6.3M

2019

Mar 31, 2020

$4.0B

n/a

2018

Mar 29, 2019

$3.5B

n/a

2017

Mar 30, 2018

$4.0B

n/a

2016

Mar 31, 2017

$4.2B

n/a

$4.1M

2015

Mar 30, 2016

$4.0B

n/a

$6.5M

2014

Mar 31, 2015

$3.8B

n/a

$9.3M

2013

Mar 26, 2014

$4.2B

n/a

$14.0M

2012

Mar 25, 2013

$3.8B

n/a

$21.8M

2011

Mar 31, 2012

$3.7B

n/a

$48.1M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$5.7B

$5.5B

4.8%

$7.4B

-8.2%