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Reading the graph
Advisor at LPL ENTERPRISE, LLC
CINCINNATI, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL ENTERPRISE, LLC | Bd affiliated wealth | Aug 1, 2025 | n/a | yes | CINCINNATI, OH | Current employment |
| PRUCO SECURITIES, LLC | No RAUM reported | Oct 2, 2008 | Apr 8, 2025 | no | CINCINNATI, OH|CINCINNATI, OH|BATAVIA, OH|NEWARK, NJ|Newark, NJ|Newark, NJ|Batavia, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRUCO SECURITIES, LLC | LPL ENTERPRISE, LLC | Apr 8, 2025 | Aug 1, 2025 | 115 | Firm change | Other |