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M••••••••• A•••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

M••••••••• A•••• M••••••••• L••

CRD 165023

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Search this name across graphsid dfx:ria:1353b63d-54de-ad93-7a0f-dfbf551b5493

Data as of Mar 28, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 4
On other graphs: 0
Observed: Aug 15, 2012 to Mar 28, 2024
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $154MItem 5.F on the latest filing (2024-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $154M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T•• M••••••••• F•••• L•••	Hedge Fund	$509M	Jun 7, 2013	219	Jan 13, 2012	dropped	n/a
M••••••••• D••••• P•••••	Hedge Fund	$56.9M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••••• M••••••• C••••••	Member	B	yes	08/2012	Aug 15, 2012	Mar 28, 2024
S•••••• M••••••• D••••	PORTFOLIO MANAGER	B	yes	03/2024	Aug 15, 2012

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	0	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$154M	$221M	-30.2%	$224M	-11.8%	10	10	1	0

Relationships

Advises (3)

→ M••••••••• G••••• T•••• S••Private fundHedge Fund, IA
Jun 29, 2023 to presentfactForm ADV
→ M••••••••• D••••• P•••••Private fundHedge Fund, IA, no longer reported
Oct 14, 2013 to Jun 6, 2016factForm ADV
→ T•• M••••••••• F•••• L•••Private fundHedge Fund, IA, no longer reported
Jan 13, 2012 to Jun 7, 2013factForm ADV

Owns (7)

Dated events

Occurred
Mar 30, 2020
Regulatory AUM changed
M••••••••• A•••• M••••••••• L•• reported RAUM $298.0M, down 32% from $441.0M (2020-01-31 to 2020-03-30)
Form ADVobserved 6 days ago
$-143M
Occurred
Mar 29, 2019
Regulatory AUM changed
M••••••••• A•••• M••••••••• L•• reported RAUM $441.0M, down 27% from $608.0M (2018-03-29 to 2019-03-29)
Form ADVobserved 6 days ago
$-167M
Occurred
Mar 27, 2013
Succession filed (Item 4)
M••••••••• A•••• M••••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1353b63d-54de-ad93-7a0f-dfbf551b5493
First observed: Aug 15, 2012
Last observed: Mar 28, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.