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RIA / WealthAdvisorCertified Financial Planner32 years in industry

NATHANIEL FIELDS BURNE

Advisor at BURNE FINANCIAL CONCEPTS, LLC

WATERTOWN, CT

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Search this name across graphsid dfx:ria:1355b1e1-a7ae-0acf-f527-4ec20bbbf9be

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 25, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BURNE FINANCIAL CONCEPTS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 29, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Designations: Certified Financial Planner
Exams: S63
First exam: Mar 29, 1994
First registration: Aug 25, 2000
Dual registered: no
Other names: NATHANIEL F BURNE|NATHAN BURNE
IAPD individual key: 2400125

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BURNE FINANCIAL CONCEPTS, LLC	Independent wealth	Jul 3, 2018	n/a	yes	WATERTOWN, CT	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Feb 29, 2008	Nov 13, 2018	no	WATERTOWN, CT\|WATERTOWN, CT	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Mar 1, 2004	Apr 1, 2004	no	DANBURY, CT	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Aug 25, 2000	Feb 24, 2004	no	DANBURY, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	BURNE FINANCIAL CONCEPTS, LLC	Nov 13, 2018	Jul 3, 2018	-133	Firm change after gap	Ibd to RIA
A. G. EDWARDS & SONS, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Apr 1, 2004	Feb 29, 2008	1,429	Firm change after gap	Other
CHARLES SCHWAB & CO., INC.	A. G. EDWARDS & SONS, INC.	Feb 24, 2004	Mar 1, 2004	6	Firm change	Other

Relationships

Registered with (4)

→ BURNE FINANCIAL CONCEPTS, LLCRegistered adviserregistration: current employment
Jul 3, 2018 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Feb 29, 2008 to Nov 13, 2018factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Mar 1, 2004 to Apr 1, 2004factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Aug 25, 2000 to Feb 24, 2004factForm ADV

Dated events

No dated event names this entity yet.