This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

BENJAMIN F. EDWARDS & COMPANY, INCORPORATED

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 13, 1986earliest registration or exam on IAPD

Years in industry

40derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

1

Exams

S63

First exam

Jun 13, 1986

First registration

Jan 22, 2004

Dual registered

yes, broker-dealer

Other names

DAWN RENEE MILLER

IAPD individual key

1171020

• Occurred

  Jul 18, 2022
  Advisor changed firm

  Dawn Renee Moscoe left Robert W. Baird & Co. Incorporated for Benjamin F. Edwards & Company, Incorporated (registered 2022-07-13)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:1356bc31-539f-1a5f-890a-bb08e2e39796

First observed

Jan 22, 2004

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.