DFX Intelligence

A••••• L•••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

A••••• L•••••• T•••••

Advisor at C••••••• P•••••••

OVERLAND PARK, KS | Bloomington, MN

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Search this name across graphsid dfx:ria:13576cce-2464-5255-2ad0-7b74dec5f3a0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 6, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Jul 3, 2023	n/a	yes	Bloomington, MN\|OVERLAND PARK, KS	Current employment
B•••••••• W••••• M••••••••• L••	Former SEC adviser	May 6, 2014	Sep 25, 2023	no	BLOOMINGTON, MN\|BLOOMINGTON, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• W••••• M••••••••• L••	C••••••• P•••••••	Sep 25, 2023	Jul 3, 2023	-84	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
143038:105348:MN:2023-09-13	Sep 25, 2023	Jul 3, 2023	BLOOMINGTON, MN	Firm change after gap

Relationships

Registered with (2)

→ C••••••• P•••••••Registered adviserregistration: current employment
Jul 3, 2023 to presentfactForm ADV
→ B•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
May 6, 2014 to Sep 25, 2023factForm ADV

Dated events

Occurred
Sep 25, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:13576cce-2464-5255-2ad0-7b74dec5f3a0
First observed: May 6, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.