DFX Intelligence

T•••••• J••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

T•••••• J••• K••••••

Advisor at C••••• P••••••• L••

NEW YORK, NY | DENVER, CO

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Search this name across graphsid dfx:ria:13585044-7e2c-d52e-d8c6-b839d4fc3206

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 6, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 13, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• L••	Independent wealth	May 16, 2024	n/a	yes	DENVER, CO\|NEW YORK, NY	Current employment
K•••••• W••••• M••••••••• L••	FORMER_SEC_A••••••	Oct 13, 2015	May 23, 2024	no	DENVER, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•••••• W••••• M••••••••• L••	C••••• P••••••• L••	May 23, 2024	May 16, 2024	-7	Firm change	RIA to RIA
B••• V•••••• A••••••• L••	K•••••• W••••• M••••••••• L••	Oct 1, 2015	Oct 13, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
281406:151559:CO:2024-05-23	May 23, 2024	May 16, 2024	DENVER, CO	Firm change

Relationships

Registered with (3)

→ C••••• P••••••• L••Registered adviserregistration: current employment
May 16, 2024 to presentfactForm ADV
→ K•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 13, 2015 to May 23, 2024factForm ADV
→ B••• V•••••• A••••••• L••Registered adviserregistration: previous registration
Aug 6, 2001 to Oct 1, 2015factForm ADV

Dated events

Occurred
May 23, 2024
Advisor changed firm
T•••••• J••• K•••••• left K•••••• W••••• M••••••••• L•• for C••••• P••••••• L•• (registered 2024-05-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:13585044-7e2c-d52e-d8c6-b839d4fc3206
First observed: Aug 6, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.