DFX Intelligence

R•••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

R•••••• C•••••••

Advisor at E••••• J••••

ST. LOUIS, MO | TEMPE, AZ

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Search this name across graphsid dfx:ria:1363b925-99f3-23e4-1595-6f61d6167a71

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 13, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: May 14, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Aug 4, 2016	n/a	yes	ST. LOUIS, MO\|TEMPE, AZ	Current employment
V••••••• A•••••••• I•••	Bd affiliated wealth	Jan 13, 2015	Jul 23, 2015	no	SCOTTSDALE, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••••• A•••••••• I•••	E••••• J••••	Jul 23, 2015	Aug 4, 2016	378	Firm change	Other

Relationships

Registered with (2)

→ E••••• J••••Registered adviserregistration: current employment
Aug 4, 2016 to presentfactForm ADV
→ V••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 13, 2015 to Jul 23, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1363b925-99f3-23e4-1595-6f61d6167a71
First observed: Jan 13, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.