DFX Intelligence

V••• G••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

V••• G••••• L••

CRD 172139

PHILADELPHIA, PA

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Search this name across graphsid dfx:ria:1370c806-6202-d485-c121-acda0a2a7588

Data as of Nov 16, 2015 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 24, 2014 to Nov 16, 2015
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $105M••• Locked
Discretionary RAUM: $105M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
V••• G•••• F•••• L•••	Hedge Fund	$59.5M	May 24, 2017	21	Sep 24, 2014	reported	021-133854
V••• G•••• O••••••• F•••• L•••	Hedge Fund	$31.6M	May 24, 2017

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• T••••••• P••••	CHIEF COMPLIANCE OFFICER	Na	yes	08/2015	Nov 16, 2015	Nov 16, 2015
L••••••••• J•••• S•	MANAGING MEMBER	E	yes	03/2009	Sep 24, 2014	Nov 16, 2015

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
V•••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Apr 2, 2015	$111M	$111M	4	3	n/a	3	$153M

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$105M	n/a	n/a	n/a	n/a	4	n/a	n/a	n/a

Relationships

Advises (3)

→ V••• G•••• O••••••• F•••• L•••Private fundHedge Fund, ERA
Sep 24, 2014 to presentfactForm ADV
→ V••• G•••• P••••••• F•••• L•••Private fundHedge Fund, ERA
Sep 24, 2014 to presentfactForm ADV
→ V••• G•••• F•••• L•••Private fundHedge Fund, ERA
Sep 24, 2014 to presentfactForm ADV

Controls (2)

Dated events

Occurred
Sep 24, 2014
First Form ADV filing
V••• G••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1370c806-6202-d485-c121-acda0a2a7588
First observed: Sep 24, 2014
Last observed: Nov 16, 2015 132 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.