DFX Intelligence

C•••••••• N••••• T••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

C•••••••• N••••• T••••

Advisor at S•••• F••••••••• L••

TROY, MI

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 12:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: May 26, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• F••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• F••••••••• L••	State registered	Jan 1, 2026	n/a	yes	TROY, MI	Current employment
S•••• F••••••••• L••	n/a	Aug 8, 2022	Oct 24, 2022	no	TROY, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• F••••••••• L••	S•••• F••••••••• L••	Oct 24, 2022	Jan 1, 2026	1,165	Firm change after gap	Other
B••••••••• W••••• A•••••••• L••	S•••• F••••••••• L••	Aug 9, 2022	Aug 8, 2022

Relationships

Registered with (3)

→ S•••• F••••••••• L••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ S•••• F••••••••• L••Registered adviserregistration: previous registration
Aug 8, 2022 to Oct 24, 2022factForm ADV
→ B••••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
May 26, 2022 to Aug 9, 2022factForm ADV

Dated events

Order

Occurred
24 Oct 2022
Advisor changed firm
••• Locked
Form ADV
Occurred
9 Aug 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 26, 2022
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.