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Advisor at STRATEGIC WEALTH GROUP
Hastings, MN | EDEN PRAIRIE, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATEGIC WEALTH GROUP | Independent wealth | Aug 11, 2016 | n/a | yes | Hastings, MN|EDEN PRAIRIE, MN | Current employment |
| CETERA ADVISORS LLC | Former SEC adviser | Apr 8, 2013 | Aug 10, 2016 | no | HASTINGS, MN|MINNETONKA, MN | Previous registration |
| FIRST ALLIED ADVISORY SERVICES, INC. | Former SEC adviser | Jun 20, 2012 | Apr 11, 2013 | no | HASTINGS, MN | Previous registration |
| FIRST ALLIED SECURITIES, INC. | Former SEC adviser | Mar 10, 2011 | Jul 2, 2012 | no | SAN DIEGO, CA|HASTINGS, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISORS LLC | STRATEGIC WEALTH GROUP | Aug 10, 2016 | Aug 11, 2016 | 1 | Firm change | Other |
| FIRST ALLIED ADVISORY SERVICES, INC. | CETERA ADVISORS LLC | Apr 11, 2013 | Apr 8, 2013 | -3 | Firm change | Other |
| FIRST ALLIED SECURITIES, INC. | FIRST ALLIED ADVISORY SERVICES, INC. | Jul 2, 2012 | Jun 20, 2012 | -12 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10299:284430:MN:2016-08-08 | Aug 10, 2016 | Aug 11, 2016 | MINNETONKA, MN | Firm change |