DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

EDGARDO A MONCADA

Advisor at LPL FINANCIAL LLC

SAN FRANCISCO, CA | SAN MATEO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1383b461-0d55-d335-baa3-8dcaeae8e2f4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 7, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 29, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 29, 2002
First registration: Jun 7, 2002
Dual registered: yes, broker-dealer
Other names: EDGARDO A MONCADA
IAPD individual key: 4506567

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Dec 8, 2009	n/a	yes	SAN FRANCISCO, CA\|SAN MATEO, CA	Current employment
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 29, 2007	Dec 17, 2009	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|SAN FRANCISCO, CA\|SAN FRANCISCO, CA	Previous registration
CITICORP INVESTMENT SERVICES	n/a	Jun 28, 2006	May 29, 2007	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 20, 2004	Dec 1, 2005	no	SAN FRANCISCO, CA	Previous registration
QUICK & REILLY, INC.	n/a	Dec 15, 2003	Oct 20, 2004	no	SAN FRANCISCO, CA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Jun 7, 2002	Dec 16, 2003	no	SAN FRANCISCO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIGROUP GLOBAL MARKETS INC.	LPL FINANCIAL LLC	Dec 17, 2009	Dec 8, 2009	-9	Firm change	Other
CITICORP INVESTMENT SERVICES	CITIGROUP GLOBAL MARKETS INC.	May 29, 2007	May 29, 2007	0	Bulk transfer	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	CITICORP INVESTMENT SERVICES	Dec 1, 2005	Jun 28, 2006	209	Firm change	Other
QUICK & REILLY, INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Oct 20, 2004	Oct 20, 2004	0	Bulk transfer	Other
EQUITABLE ADVISORS, LLC	QUICK & REILLY, INC.	Dec 16, 2003	Dec 15, 2003	-1	Firm change	Other

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Dec 8, 2009 to presentfactForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 29, 2007 to Dec 17, 2009factForm ADV
→ CITICORP INVESTMENT SERVICESRegistered adviserregistration: previous registration
Jun 28, 2006 to May 29, 2007factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 20, 2004 to Dec 1, 2005factForm ADV
→ QUICK & REILLY, INC.Registered adviserregistration: previous registration
Dec 15, 2003 to Oct 20, 2004factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Jun 7, 2002 to Dec 16, 2003factForm ADV

Dated events

No dated event names this entity yet.