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Advisor at ADVENT CAPITAL STRATEGIES, LLC
PORT ORCHARD, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ADVENT CAPITAL STRATEGIES, LLC | State registered | Jan 10, 2023 | n/a | yes | PORT ORCHARD, WA | Current employment |
| KMS FINANCIAL SERVICES, INC | Former SEC adviser | May 30, 2006 | Jul 21, 2006 | no | BELLEVUE, WA|BELLEVUE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KMS FINANCIAL SERVICES, INC | ADVENT CAPITAL STRATEGIES, LLC | Jul 21, 2006 | Jan 10, 2023 | 6,017 | Firm change after gap | Other |