DFX Intelligence

T•••• • D••••••• P••••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

T•••• • D••••••• P••••••• M••••••••• L•

CRD 298088

CHICAGO, IL

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Search this name across graphsid dfx:ria:138cad2c-558a-339d-aa32-56a1fac1766d

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 6
On other graphs: 3
Observed: Jul 27, 2018 to Mar 30, 2026
14 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

T•••• • D••••••• P••••••• M••••••••• L•

Private equity manager · shared crd

Independent Sponsorsidentity

T•••• • D••••••• P••••••• M••••••••• L•

Capital provider to sponsors · shared crd

Private Creditidentity

T•••• • D••••••• P••••••• M••••••••• L•

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $2.6B••• Locked
Discretionary RAUM: $2.6B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 56

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T•••• • D••••••• P••••••• F••• I• L•	Private Equity Fund	$561M	Mar 29, 2024	49	Dec 19, 2018	reported	021-320414
T•••• • D••••••• P••••••• F••• I•• L•	Private Equity Fund	$299M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••••••• E•••• A••••••	MANAGER; MEMBER	D	yes	06/2018	Jul 27, 2018	Mar 29, 2024
D•••••••• E•••• A••••••	CO-CEO, MANAGING PARTNER; LIMITED PARTNER	C	yes	06/2018	Jul 27, 2018	Mar 29, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
D••••••• C••••••	n/a	n/a	n/a	N	yes	n/a
F••••••••• R••• E••••• I••••••••• P••••••• G• L•	n/a	n/a	n/a	Y	yes	n/a
N••••••••• C•••••• C•••••••••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.6B	$1.9B	35.9%	$1.4B	22.7%	56	53	1	1

Relationships

Advises (15)

→ T•••• • D••••••• P••••••• F••• I••• L•Private fundPrivate Equity Fund, IA
Dec 19, 2018 to presentfactForm ADV
→ T•••• • D••••••• P••••••• F••• I• L•Private fundPrivate Equity Fund, IA
Jul 27, 2018 to presentfactForm ADV
→ F••••••••• R••• F••• I•• L•Private fundPrivate Equity Fund, IA
Sep 27, 2019 to presentfactForm ADV
→ T•••• • D••••••• P••••••• F••• I• L•

Dated events

Occurred
Mar 30, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$682M
Occurred
Mar 30, 2023
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$771M
Occurred
Mar 31, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$255M
Occurred
Mar 31, 2021
Control person left

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:138cad2c-558a-339d-aa32-56a1fac1766d
First observed: Jul 27, 2018
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.