DFX Intelligence

K••••• C•••••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

K••••• C•••••• T•••••••

Advisor at I•••••••• A•••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:13908170-8c53-956f-7cf8-89dc980d4cd1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 15, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 24, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I•••••••• A•••••••• L••	Bd affiliated wealth	Oct 24, 2008	n/a	yes	REDFIELD, IA\|West Des Moines, IA\|URBANDALE, IA	Current employment
T••••••••• F•••••••• A•••••••• L••	Bd affiliated wealth	Jan 15, 2008	Oct 21, 2008	no	REDFIELD, IA\|CEDAR RAPIDS, IA\|REDFIELD, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• F•••••••• A•••••••• L••	I•••••••• A•••••••• L••	Oct 21, 2008	Oct 24, 2008	3	Firm change	Other

Relationships

Registered with (2)

→ I•••••••• A•••••••• L••Registered adviserregistration: current employment
Oct 24, 2008 to presentfactForm ADV
→ T••••••••• F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 15, 2008 to Oct 21, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:13908170-8c53-956f-7cf8-89dc980d4cd1
First observed: Jan 15, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.