DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L••••• C•••••• M••••••••• I•••
BURBANK, CA | Fort Lauderdale, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L••••• C•••••• M••••••••• I••• | I•••••••••_WEALTH | Mar 16, 2022 | n/a | yes | Fort Lauderdale, FL|BURBANK, CA | Current employment |
| K••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Apr 19, 2016 | Mar 1, 2022 | no | ENCINO, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| K••••• A••••••• S•••••••• L•• | L••••• C•••••• M••••••••• I••• | Mar 1, 2022 | Mar 16, 2022 | 15 | Firm change | Ibd to RIA |
| N•• A•••••• S•••••••• L•• | K••••• A••••••• S•••••••• L•• | Sep 22, 2016 | Apr 19, 2016 |
| N•• A•••••• S•••••••• L•• | Former SEC adviser | Mar 10, 2015 | Sep 22, 2016 | no | ENCINO, CA | Previous registration |
| I••••••••• F•••••••• P••••••• | Bd affiliated wealth | Mar 4, 2014 | Mar 9, 2015 | no | SANTA BARBARA, CA | Previous registration |
| F•••••••• T••••••• I••• | Former SEC adviser | Mar 31, 2011 | Feb 28, 2014 | no | SAN RAFAEL, CA|ANAHEIM, CA | Previous registration |
| -156 |
| Bulk transfer |
| Other |
| I••••••••• F•••••••• P••••••• | N•• A•••••• S•••••••• L•• | Mar 9, 2015 | Mar 10, 2015 | 1 | Firm change | Other |
| F•••••••• T••••••• I••• | I••••••••• F•••••••• P••••••• | Feb 28, 2014 | Mar 4, 2014 | 4 | Firm change | Other |