DFX Intelligence

K••••••• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

K••••••• G••••••••

Advisor at M••••• S••••••

New York, NY

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Search this name across graphsid dfx:ria:13a0d1e0-19d0-65b3-b5c1-f60692cefea5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 14, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Nov 7, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Jan 14, 2022	n/a	yes	New York, NY	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Nov 14, 2013	Feb 11, 2022	no	NEW YORK, NY\|Westport, CT\|NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	M••••• S••••••	Feb 11, 2022	Jan 14, 2022	-28	Firm change	Wirehouse to wirehouse
B••••••• C•••••• I•••	U•• F•••••••• S••••••• I•••	Nov 21, 2013	Nov 14, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
8174:149777:NY:2022-01-21	Feb 11, 2022	Jan 14, 2022	NEW YORK, NY	Firm change

Relationships

Registered with (4)

→ M••••• S••••••Registered adviserregistration: current employment
Jan 14, 2022 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Nov 14, 2013 to Feb 11, 2022factForm ADV
→ B••••••• C•••••• I•••Registered adviserregistration: previous registration
Jan 21, 2009 to Nov 21, 2013factForm ADV
→ L••••• B••••••• I•••Registered adviser

Dated events

Occurred
Feb 11, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:13a0d1e0-19d0-65b3-b5c1-f60692cefea5
First observed: Apr 14, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.