DFX Intelligence

D••••• M•••••• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor25 years in industry

D••••• M•••••• R••••••••

Advisor at F••••• I•••••••••

SAN MATEO, CA | PLANO, TX

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Search this name across graphsid dfx:ria:13a2201c-57f2-3920-62af-ab5a4c0d225b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 2, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 24, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• I•••••••••	Independent wealth	Jan 10, 2005	n/a	yes	SAN MATEO, CA\|PLANO, TX	Current employment
R•• C•••••• M••••••• L••	National bd RIA	Jan 2, 2002	Feb 18, 2004	no	SHOREVIEW, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• C•••••• M••••••• L••	F••••• I•••••••••	Feb 18, 2004	Jan 10, 2005	327	Firm change	Other

Relationships

Registered with (2)

→ F••••• I•••••••••Registered adviserregistration: current employment
Jan 10, 2005 to presentfactForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Jan 2, 2002 to Feb 18, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:13a2201c-57f2-3920-62af-ab5a4c0d225b
First observed: Jan 2, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.